ts16949－aqsr-全英(编辑修改稿)

ts16949－aqsr-全英(编辑修改稿)内容摘要：

and related results 36 ISO/TS 16949 Auditor qualification  The supplier shall ply with customer requirements for internal system and process auditor qualification. * new requirement 37 ISO/TS 16949 Audit Process  The scope of certification shall include all products supplied to customers subscribing to the certification to ISO/TS 1649.  Any “site” may elect to pursue third party certification to ISO/TS 16949, however, such “sites” shall have demonstrated capability to conform with all ISO/TS 16949 requirements, including customer specific.  Remote locations shall be audited as they support a site but cannot obtain independent ISO/TS 16949 certification. 38 ISO/TS 16949 Audit Process cont’d  Certification body checklists shall include all questions contained in the “Checklist to ISO/TS 16949.” Quality systems shall not be registered to ISO/TS 16949 if open minor or major nonconformities to ISO/TS 16949 exist. After certification, when a nonconformity is identified by the certification body, then the decertification process shall be initiated. NOTE: Such identification can occur as a result of a customer plaint. 39 ISO/TS 16949 Audit process cont’d  The audit plan shall include evaluation of all supplier quality system elements for effective implementation of ISO/TS 16949 requirements as well as for effectiveness in practice. Assessment shall evaluate the effectiveness of the system, its linkages, its performance and its requirements. Part of the evidence required is the result of at least one plete internal audit and management review cycle. NOTE: Effectiveness of the system should consider how well the system is deployed. 40 ISO/TS 16949 Audit process cont’d  Each onsite audit, including initial and surveillance audits, shall include a review of: – customer plaints and supplier response, – supplier internal audit and management review results and actions, – progress made toward continuous improvement targets, – effectiveness of the corrective actions and verification since the last surveillance audit. Elements , , and for design responsible supplier shall be reviewed at least once during an onsite audit within each consecutive 12month period. 41 ISO/TS 16949 Audit Activities  Contract between certification body and supplier  Analyse readiness for onsite audit  Readiness for onsite audit (In case of doubts, the certification body and the supplier may decide to execute a preaudit). In this phase, the certification body can perform a “preaudit” at the supplier‟s sites.  Document review 42 ISO/TS 16949  Audit Activities cont’d  Preaudit  The preaudit shall not be considered as part of the initial certification audit.  Time dedicated to the preaudit will not reduce audit days requirement (see Annex 3)  If there is insufficient readiness to conduct the initial audit, the Supplier can stop the process, in consultation with the certification body. 43 ISO/TS 16949  Audit Activities cont’d  The certification body shall record this fact in its data base.  The initial audit shall be pleted within a 3 month period from the document review. Multiple visits for initial audit are not permitted.  Team of 2 auditors minimum if auditordays requirements exceed 4. 44 ISO/TS 16949 Audit Mandays for certification to ISO/TS 16949 Aud ite d Entity : Number of Emplo ye e s Initial Aud it (O n site mandays) Surve il lanc e Aud its [ye ar s 1 and 2] : (O n site mandays within e ac h 1 2 M onth P e r iod ) Re c e r tif ic ati on Aud it [ye ar 3]: (O n site mandays) 1 15 2 2 2 16 30 4 2 2 31 60 5 3 3 61 100 6 3 4 101 250 8 4 5 251 500 10 5 7 501 1000 12 6 8 1001 20xx 15 7 10 20xx 4000 18 9 12 4001 21 11 14 45 ISO/TS 16949 Audit Activities Requirements on audit mandays  Initial Audit (Onsite Mandays) cannot include preaudit and/or document review.  Onsite review of corrective actions arising from the initial audit will be additional to the specified audit mandays.  The only deviations permitted from this chart is an upgrade from the current third party certifications to AVSQ, EAQF, QS9000 or . 46 ISO/TS 16949 Audit Activities cont‟d Each audit shall include auditing on all shifts. If weekend crews are dedicated and nonrotating, then auditing of the weekend shifts is also required.  Non design capable suppliers may reduce onsite audit mandays by 15%.  The certification body shall prepare monthly audit schedule (to forward to A/B and IATF mon database).  Site audit + reports  47 ISO/TS 16949 Audit Activities cont’d  Initial certification audit activities shall be conducted according to the following rules: – Use of the “Checklist to ISO/TS 16949” – Check list to be covered in each site included in certification scope (no site sampling allowed) – Review effectiveness of the implementation of the ISO/TS 16949 requirements and for effectiveness in practice, related to planned and achieved quality performance. 48 ISO/TS 16949 Audit Activities cont’d – Major nonconformities may provide a basis for termination of the audit by the supplier in consultation with the audit team leader. In this case audit team leader will stop the certification process immediately: a report will be prepared for the certification body (copy for the Supplier)  The certification body will record the reasons for termination in their database and report to IATF. When this occurs, any reaudit shall mence from the beginning of the process. 49 ISO/TS 16949 Audit Activities cont’d  At the end of the site visit, the Lead。